Draft Complaint Policy

Draft Complaint Policy

A draft policy that can be adapted by you to suit the needs of your practice. Used in conjunction with the item on implementing a draft policy it should make easier the task of putting such a policy into force.

Implementing a complaint handling procedure

Implementing a complaint handling procedure

Some guidance on the implementation of a complaint handling system and a policy for clients.

Need for complaint procedure

Need for complaint procedure

There are a number of very good reasons why a firm should – indeed must – have a complaint handling system. Some of those reasons are regulatory whilst others, often the most convincing arguments, are practical, business-focused and competitive.

Complaint Handling

Complaint Handling

All firms need to adopt and implement an effective, robust and transparent complaint handling process and this section look at the imperatives behind that requirement and at how the process should be undertaken.