FSA Handbook
Firms carrying out financial services business must either be regulated directly by the Financial Services Authority (FSA) or come within the exemptions for those who are members of certain professional bodies and be regulated by their own regulator. Any firm intending to be authorised directly by the FSA will be subject to the provisions set out in the FSA Handbook.
Role of the FSA
The Financial Services Authority (FSA) is an independent non-governmental body, given statutory powers by the Financial Services and Markets Act 2000 that regulates and is financed by the financial services industry in the UK.
© Copyright Richard Nelson Solicitors & Murdochs Solicitors 2009. All rights reserved.
The Lawyers Defence Group is operated by Richard Nelson LLP, a Limited Liability Partnership regulated by the Solicitors Regulation Authority and whose partnership number is OC357136 and Murdochs Solicitors, who are also regulated by the Solicitors Regulation Authority, and whose SRA number is 52683.
Please note that all advice, guidance, representation and assistance, legal or otherwise, is provided either by those firms or by appropriate referral to other suitably qualified persons.
No advice, guidance, assistance, representation or other support is provided by or in the name of the Lawyers Defence Group.
For further details please refer to the terms and conditions for use of this web site and to the terms and conditions of the firms involved.
The professional rules governing our lawyers can be found at rules.sra.org.uk
Terms and conditions | Site Map | Contact | Reciprocal Links
The Lawyers Defence Group is operated by Richard Nelson LLP, a Limited Liability Partnership regulated by the Solicitors Regulation Authority and whose partnership number is OC357136 and Murdochs Solicitors, who are also regulated by the Solicitors Regulation Authority, and whose SRA number is 52683.
Please note that all advice, guidance, representation and assistance, legal or otherwise, is provided either by those firms or by appropriate referral to other suitably qualified persons.
No advice, guidance, assistance, representation or other support is provided by or in the name of the Lawyers Defence Group.
For further details please refer to the terms and conditions for use of this web site and to the terms and conditions of the firms involved.
The professional rules governing our lawyers can be found at rules.sra.org.uk
Terms and conditions | Site Map | Contact | Reciprocal Links
